Cohen Wayne 4
4 · Sculptor Capital Management, Inc. · Filed Nov 20, 2023
Insider Transaction Report
Form 4
Cohen Wayne
Executive Managing Director
Transactions
- Disposition to Issuer
Class A Shares
2023-11-17−310,018→ 218,897 total - Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−10,809$137,274→ 0 total→ Class A Shares (10,809 underlying) - Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−94,944$1,205,789→ 0 total→ Class A Shares (94,944 underlying) - Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−43,331$550,304→ 0 total→ Class A Shares (43,331 underlying) - Disposition to Issuer
Class A Shares
2023-11-17$12.70/sh−218,897$2,779,992→ 0 total
Footnotes (6)
- [F1]Forfeiture of unvested Performance Restricted Class A Shares
- [F2]Disposed of as a result of the merger (the "Merger") pursuant to the previously announced Agreement and Plan of Merger, dated as of July 23, 2023, as amended, by and among Sculptor Capital Management, Inc. (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company, Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent ("Merger Sub Inc."), Calder Sub I, LP, a Delaware limited partnership and subsidiary of Parent, Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent, and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent.
- [F3]Each Class A Restricted Share Unit represented a right to receive one of the Company's Class A Shares or the cash value thereof, upon the vesting date.
- [F4]The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
- [F5]The Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
- [F6]The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.