Heritage-Crystal Clean, Inc. 4
4 · Heritage-Crystal Clean, Inc. · Filed Apr 10, 2017
Insider Transaction Report
Form 4
Ray Gregory
CFO, VP Bus. Mgmt & Secretary
Transactions
- Exercise/Conversion
Common Stock
2017-04-06$11.50/sh+28,261$325,002→ 195,226 total - Sale
Common Stock
2017-04-07$14.93/sh−29,739$444,003→ 166,965 total - Sale
Common Stock
2017-04-06$14.64/sh−28,261$413,741→ 166,965 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-04-06−28,261→ 32,003 totalExercise: $11.50Exp: 2018-03-17→ Common Stock (28,261 underlying) - Exercise/Conversion
Common Stock
2017-04-07$11.50/sh+29,739$341,999→ 196,704 total - Exercise/Conversion
Common Stock
2017-04-10$11.50/sh+2,264$26,036→ 169,229 total - Sale
Common Stock
2017-04-10$15.11/sh−2,264$34,209→ 166,965 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-04-10−2,264→ 0 totalExercise: $11.50Exp: 2018-03-17→ Common Stock (2,264 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2017-04-07−29,739→ 2,264 totalExercise: $11.50Exp: 2018-03-17→ Common Stock (29,739 underlying)
Footnotes (5)
- [F1]Exercises were made pursuant to a Rule 10b5-1 plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $14.50 to $14.80, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
- [F3]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $14.80 to $15.05, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
- [F4]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $15.10 to $15.15, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
- [F5]Fully vested.