Heritage-Crystal Clean, Inc. 4

4 · Heritage-Crystal Clean, Inc. · Filed May 8, 2017

Form 4

Period: 2017-05-04

VP of Sales

Transactions

Exercise/Conversion
Common Stock
2017-05-04$11.50/sh+9,444$108,606→ 40,699 total
Sale
Common Stock
2017-05-05$14.81/sh−10,556$156,334→ 31,255 total
Exercise/Conversion
Common Stock
2017-05-08$11.50/sh+13,500$155,250→ 44,755 total
Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-04−9,444→ 30,556 total
Exercise: $11.50Exp: 2018-03-17→ Common Stock (9,444 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-05−10,556→ 20,000 total
Exercise: $11.50Exp: 2018-03-17→ Common Stock (10,556 underlying)
Sale
Common Stock
2017-05-04$15.06/sh−9,444$142,227→ 31,255 total
Exercise/Conversion
Common Stock
2017-05-05$11.50/sh+10,556$121,394→ 41,811 total
Sale
Common Stock
2017-05-08$14.75/sh−13,500$199,125→ 31,255 total
Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-08−13,500→ 6,500 total
Exercise: $11.50Exp: 2018-03-17→ Common Stock (13,500 underlying)

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $15.00 to $15.25, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
[F2]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $14.75 to $15.00, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
[F3]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $14.75 to $14.80, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
[F4]Fully vested.

Documents

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