4//SEC Filing
Heritage-Crystal Clean, Inc. 4
Accession 0001403431-17-000084
CIK 0001403431operating
Filed
May 7, 8:00 PM ET
Accepted
May 8, 5:37 PM ET
Size
19.1 KB
Accession
0001403431-17-000084
Insider Transaction Report
Form 4
Lucks John
VP of Sales
Transactions
- Exercise/Conversion
Common Stock
2017-05-04$11.50/sh+9,444$108,606→ 40,699 total - Sale
Common Stock
2017-05-05$14.81/sh−10,556$156,334→ 31,255 total - Exercise/Conversion
Common Stock
2017-05-08$11.50/sh+13,500$155,250→ 44,755 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-04−9,444→ 30,556 totalExercise: $11.50Exp: 2018-03-17→ Common Stock (9,444 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-05−10,556→ 20,000 totalExercise: $11.50Exp: 2018-03-17→ Common Stock (10,556 underlying) - Sale
Common Stock
2017-05-04$15.06/sh−9,444$142,227→ 31,255 total - Exercise/Conversion
Common Stock
2017-05-05$11.50/sh+10,556$121,394→ 41,811 total - Sale
Common Stock
2017-05-08$14.75/sh−13,500$199,125→ 31,255 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-05-08−13,500→ 6,500 totalExercise: $11.50Exp: 2018-03-17→ Common Stock (13,500 underlying)
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $15.00 to $15.25, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
- [F2]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $14.75 to $15.00, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
- [F3]The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $14.75 to $14.80, inclusive. The reporting person undertakes to provide Heritage-Crystal Clean, Inc. any security holder of Heritage-Crystal Clean, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares exercised at each separate price within the ranges set forth.
- [F4]Fully vested.
Documents
Issuer
Heritage-Crystal Clean, Inc.
CIK 0001403431
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001403431
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 5:37 PM ET
- Size
- 19.1 KB