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4//SEC Filing

Heritage-Crystal Clean, Inc. 4

Accession 0001403431-17-000095

CIK 0001403431operating

View on SEC.gov Company Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 5:57 PM ET

Size

13.1 KB

Accession

0001403431-17-000095

Insider Transaction Report

Form 4

Period: 2017-06-28

Heritage-Crystal Clean, Inc.HCCI

CFO, VP Bus. Mgmt & Secretary

Transactions

Tax Payment
Common Stock
2017-06-28$16.00/sh−3,233$51,728→ 168,446 total
Exercise/Conversion
Employee Stock Option (right to buy)
2017-06-28−4,714→ 0 total
Exercise: $7.33Exp: 2019-03-25→ Common Stock (4,714 underlying)
Exercise/Conversion
Common Stock
2017-06-28$7.33/sh+2,000$14,660→ 168,965 total
Sale
Common Stock
2017-06-28$16.15/sh−2,000$32,300→ 166,965 total
Exercise/Conversion
Common Stock
2017-06-28$7.33/sh+4,714$34,554→ 171,679 total
Exercise/Conversion
Employee Stock Option (right to buy)
2017-06-28−2,000→ 4,714 total
Exercise: $7.33Exp: 2019-03-25→ Common Stock (2,000 underlying)

Footnotes (3)

[F1]Exercises were made pursuant to a Rule 10b5-1 plan.
[F2]2,160 shares were surrendered back to the Company through a Sell to Cover cashless option exercise. 1,073 shares were withheld by the Company to cover applicable payroll taxes.
[F3]Fully vested.

Documents

1 file

4
wf-form4_149885980895265.xmlPrimary
FORM 4

Issuer

Heritage-Crystal Clean, Inc.

CIK 0001403431

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001403431

Filing Metadata

Form type: 4
Filed: Jun 29, 8:00 PM ET
Accepted: Jun 30, 5:57 PM ET
Size: 13.1 KB

View on SEC.gov