4//SEC Filing
Harrington Peter D. 4
Accession 0001404930-20-000012
CIK 0000783280other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:10 AM ET
Size
15.0 KB
Accession
0001404930-20-000012
Insider Transaction Report
Form 4
Harrington Peter D.
EVP,Construction
Transactions
- Award
Units
2020-01-31+11,052→ 14,736 total→ Common Stock (11,052 underlying) - Award
LTIP Units
2020-01-31+4,307→ 4,307 total→ Common Stock (4,307 underlying)
Holdings
- 117(indirect: By 401(k))
Common Stock
- 51,471
Phantom Stock Units
→ Common Stock (51,471 underlying) - 6,290
LTIP Units
→ Common Stock (6,290 underlying) - 5,834
Common Stock
- 1,842
LTIP Units
→ Common Stock (1,842 underlying)
Footnotes (9)
- [F1]Between August 22, 2019 and February 4, 2020, the Reporting Person acquired 75 shares of DRE common stock through dividend reinvestment.
- [F2]Between August 22, 2019 and February 4, 2020, the Reporting Person acquired 117 shares of DRE's common stock under the Company's 401(k) plan.
- [F3]Represents units of limited partnership interest (LTIP Unit) in Duke Realty Limited Partnership (DRLP), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based incentive programs. When earned and vested, each LTIP Unit may be converted into a Common Unit of limited partnership interest in DRLP. Each Common Unit acquired upon the conversion of an LTIP Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. LTIP units are generally not convertible until two years from the date of the grant.
- [F4]LTIP Units vest in three equal installments beginning on February 10, 2018 and have no expiration date.
- [F5]LTIP Units vest in three equal installments beginning on February 10, 2020 and have no expiration date.
- [F6]LTIP Units awarded in lieu of performance share plan units, upon meeting the performance-based conditions and pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. LTIP Units are awarded according to the terms described in footnote 3 and have no expiration date.
- [F7]Represents Common Units of DRLP. Each Common Unit is redeemable by the holder for shares of common stock of the Issuer on a one-for-one basis. Common Units have no expiration date.
- [F8]Represents Common Units of DRLP awarded in lieu of performance share plans units, upon meeting the performance-based metrics, pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934.
- [F9]Represents phantom stock units acquired under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. Between August 22, 2019 and February 4, 2020, the Reporting Person acquired 670 shares of DRE common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash and/or stock upon the Reporting Person's termination of employment.
Documents
Issuer
DUKE REALTY CORP
CIK 0000783280
Entity typeother
Related Parties
1- filerCIK 0001678917
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 8:10 AM ET
- Size
- 15.0 KB