Restoration Hardware Holdings Inc 4
4 · Restoration Hardware Holdings Inc · Filed Oct 2, 2013
Insider Transaction Report
Form 4
Chu James Michael
Director10% Owner
Transactions
- Sale
COMMON STOCK
2013-09-30$60.41/sh−3,978,731$240,355,140→ 0 total(indirect: See Footnotes.)
Footnotes (2)
- [F1]On September 30, 2013, Home Holdings, LLC ("Home Holdings") distributed, which distribution did not constitute a purchase or sale of securities, an aggregate of 8,911,636 shares of common stock of the Issuer (the "Shares") to its members, including CP Home Holdings, LLC ("CP Home Holdings"), for no consideration. As a result of the distribution, CP Home Holdings directly owned 3,978,731 Shares. Subsequently, CP Home Holdings executed a block sale of all of its Shares pursuant to Rule 144 (the "Sale"). As a result of the Sale, CP Home Holdings is no longer a direct or indirect owner of any Shares.
- [F2]The management of Home Holdings is controlled by a managing board. J. Michael Chu is a member of the managing board of Home Holdings. Catterton Managing Partner VI, L.L.C. ("Catterton Managing Partner") is the managing member of CP Home Holdings, LLC. Mr. Chu is a member of the managing board of CP6 Management, L.L.C., which is the managing member of Catterton Managing Partner. Prior to the Sale, Mr. Chu may have been deemed to share voting and dispositive power with respect to the Shares, and expressly disclaimed beneficial ownership of such securities, except to the extent of his pecuniary interest therein. However, subsequent to the Sale, Mr. Chu has no beneficial ownership, either directly or indirectly, of any Shares. Mr. Chu continues to be a director of the Issuer.