4//SEC Filing
'mktg, inc.' 4
Accession 0001405086-14-000226
CIK 0000886475operating
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 5:05 PM ET
Size
8.3 KB
Accession
0001405086-14-000226
Insider Transaction Report
Form 4
'mktg, inc.'CMKG
Landauer Jay F
Director
Transactions
- Conversion
Series D Convertible Participating Preferred Stock
2014-07-13+502,371→ 1,630,129 total(indirect: See footote)→ Common Stock (1,068,874 underlying) - Conversion
Common Stock
2014-07-13+1,068,874→ 1,068,874 total(indirect: See footnote)
Footnotes (4)
- [F1]UCC-mktg Investment, LLC ("UCC-Investment") converted 502,371 shares of Series D Convertible Participating Preferred Stock into Common Stock on July 13, 2014. The Series D Convertible Participating Preferred Stock was convertible into Common Stock at a conversion ratio of 1.00/.47.
- [F2]Represents securities directly owned by UCC-Investment. UCC-mktg Partners, LLC ("UCC-Partners") is the manager of UCC-Investment, and the reporting person is a member of both UCC-Partners and UCC-Investment. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
- [F3]The Series D Convertible Participating Preferred Stock is convertible at any time.
- [F4]The conversion feature continues until December 15, 2015.
Documents
Issuer
'mktg, inc.'
CIK 0000886475
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000886475
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 5:05 PM ET
- Size
- 8.3 KB