4//SEC Filing
DR. TATTOFF, INC. 4
Accession 0001405086-15-000185
CIK 0001294157operating
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 5:10 PM ET
Size
14.4 KB
Accession
0001405086-15-000185
Insider Transaction Report
Form 4
ANDREW M. HELLER 2009 GRAT
10% Owner
Transactions
- Other
COMMON STOCK
2015-03-10+123,077→ 1,653,690 total - Other
COMMON STOCK
2015-03-10+123,077→ 1,653,690 total(indirect: SEE FOOTNOTE) - Other
WARRANTS
2015-03-10−307,693→ 0 total(indirect: SEE FOOTNOTE)Exercise: $0.78Exp: 2018-05-31→ COMMON STOCK (307,693 underlying) - Other
WARRANTS
2015-03-10−307,693→ 0 totalExercise: $0.78Exp: 2018-05-31→ COMMON STOCK (307,693 underlying)
HELLER ANDREW M.
10% Owner
Transactions
- Other
WARRANTS
2015-03-10−307,693→ 0 total(indirect: SEE FOOTNOTE)Exercise: $0.78Exp: 2018-05-31→ COMMON STOCK (307,693 underlying) - Other
COMMON STOCK
2015-03-10+123,077→ 1,653,690 total(indirect: SEE FOOTNOTE) - Other
COMMON STOCK
2015-03-10+123,077→ 1,653,690 total - Other
WARRANTS
2015-03-10−307,693→ 0 totalExercise: $0.78Exp: 2018-05-31→ COMMON STOCK (307,693 underlying)
Footnotes (4)
- [F1]Represents shares of common stock of Dr. Tattoff, Inc. (the "Issuer") issued to The Andrew M. Heller 2009 GRAT (the "GRAT") by the Issuer in exchange for warrants exercisable for shares of common stock of the Issuer owned directly by the GRAT that were issued to the GRAT in connection with certain Secured Senior Subordinated Convertible Promissory Notes of the Issuer (the "Convertible Notes") in connection with an extension of the maturity date of the Convertible Notes.
- [F2]Represents shares of common stock of the Issuer owned indirectly by Andrew M. Heller ("Mr. Heller"). The shares are owned directly by the GRAT (see note (1) above). Mr. Heller is the settlor of and beneficiary of the GRAT and may be deemed to have beneficial ownership of the shares. Mr. Heller disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the shares (except to the extent of his pecuniary interest in such securities), and this report shall not be deemed an admission that Mr. Heller is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]Represents warrants exercisable for shares of common stock of the Issuer owned directly by the GRAT that were issued to the GRAT in connection with the Convertible Notes. The warrants were exchanged for shares of common stock of the issuer as described in note (1) above.
- [F4]Represents warrants exercisable for shares of common stock of the Issuer owned indirectly by Mr. Heller that were exchanged for shares of common stock of the issuer as described in note (1) above.
Documents
Issuer
DR. TATTOFF, INC.
CIK 0001294157
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001294157
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 5:10 PM ET
- Size
- 14.4 KB