ELM STREET VENTURES L P 4
4 · ARVINAS INC. · Filed Oct 9, 2018
Insider Transaction Report
Form 4
ARVINAS INC.AVRN
ELM STREET VENTURES L P
10% Owner
Transactions
- Conversion
COMMON STOCK
2018-10-01+767,623→ 767,623 total
Footnotes (2)
- [F1]On October 1, 2018, the Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F2]Elm Street Ventures, LP is the direct beneficial owner of the Common Stock. Elm Street Venture Associates, LLC is the general partner of Elm Street Ventures, LP. Robert A. Bettigole is the managing member of Elm Street Venture Associates, LLC. Elm Street Venture Associates, LLC and Robert A. Bettigole are indirect beneficial owners of the Common Stock.