4//SEC Filing
Ferguson Robert L 4
Accession 0001405597-11-000008
CIK 0000891532other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 2:46 PM ET
Size
12.8 KB
Accession
0001405597-11-000008
Insider Transaction Report
Form 4
Ferguson Robert L
Director
Transactions
- Award
Common Stock
2011-10-01$0.90/sh+2,960$2,664→ 330,263 total
Holdings
- 12,000
Stock Option
Exercise: $2.34Exp: 2018-08-05→ Common Stock (12,000 underlying) - 24,018(indirect: Issued to Ferguson Financial Group)
Common Stock
- 27,046(indirect: By IRA)
Common Stock
- 12,000
Stock Option
Exercise: $2.67Exp: 2019-07-29→ Common Stock (12,000 underlying) - 67,500
Warrant
Exercise: $1.50From: 2011-12-29Exp: 2012-05-08→ Common Stock (67,500 underlying) - 30,000
Stock Option
Exercise: $2.95Exp: 2017-08-02→ Common Stock (30,000 underlying) - 30,000
Stock Option
Exercise: $1.41Exp: 2021-08-24→ Common Stock (30,000 underlying)
Footnotes (6)
- [F1]Held in name of Ferguson Financial Group, entity controlled by Mr. Ferguson.
- [F2]Issed to USB Financial Services, Inc., as custodian for Robert L. Ferguson IRA.
- [F3]Stock Option granted 08/02/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
- [F4]Stock Option granted 08/05/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
- [F5]Stock Option granted 07/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
- [F6]Stock Option granted 08/24/11 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
Documents
Issuer
PERMA FIX ENVIRONMENTAL SERVICES INC
CIK 0000891532
Entity typeother
Related Parties
1- filerCIK 0001405597
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 2:46 PM ET
- Size
- 12.8 KB