Ferguson Robert L 4
4 · PERMA FIX ENVIRONMENTAL SERVICES INC · Filed Oct 3, 2011
Insider Transaction Report
Form 4
Ferguson Robert L
Director
Transactions
- Award
Common Stock
2011-10-01$0.90/sh+2,960$2,664→ 330,263 total
Holdings
- 12,000
Stock Option
Exercise: $2.34Exp: 2018-08-05→ Common Stock (12,000 underlying) - 24,018(indirect: Issued to Ferguson Financial Group)
Common Stock
- 27,046(indirect: By IRA)
Common Stock
- 12,000
Stock Option
Exercise: $2.67Exp: 2019-07-29→ Common Stock (12,000 underlying) - 67,500
Warrant
Exercise: $1.50From: 2011-12-29Exp: 2012-05-08→ Common Stock (67,500 underlying) - 30,000
Stock Option
Exercise: $2.95Exp: 2017-08-02→ Common Stock (30,000 underlying) - 30,000
Stock Option
Exercise: $1.41Exp: 2021-08-24→ Common Stock (30,000 underlying)
Footnotes (6)
- [F1]Held in name of Ferguson Financial Group, entity controlled by Mr. Ferguson.
- [F2]Issed to USB Financial Services, Inc., as custodian for Robert L. Ferguson IRA.
- [F3]Stock Option granted 08/02/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
- [F4]Stock Option granted 08/05/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
- [F5]Stock Option granted 07/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
- [F6]Stock Option granted 08/24/11 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.