Home/Filings/4/0001405597-11-000011
4//SEC Filing

Ferguson Robert L 4

Accession 0001405597-11-000011

CIK 0000891532other

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 8:10 AM ET

Size

12.8 KB

Accession

0001405597-11-000011

Insider Transaction Report

Form 4
Period: 2011-12-15
Transactions
  • Gift

    Common Stock

    2011-12-1564,935265,328 total
Holdings
  • Common Stock

    (indirect: By IRA)
    27,046
  • Stock Option

    Exercise: $2.67Exp: 2019-07-29Common Stock (12,000 underlying)
    12,000
  • Stock Option

    Exercise: $1.41Exp: 2021-08-24Common Stock (30,000 underlying)
    30,000
  • Common Stock

    (indirect: Issued to Ferguson Financial Group)
    24,018
  • Stock Option

    Exercise: $2.95Exp: 2017-08-02Common Stock (30,000 underlying)
    30,000
  • Stock Option

    Exercise: $2.34Exp: 2018-08-05Common Stock (12,000 underlying)
    12,000
  • Warrant

    Exercise: $1.50From: 2011-12-29Exp: 2012-05-08Common Stock (67,500 underlying)
    67,500
Footnotes (6)
  • [F1]Held in name of Ferguson Financial Group, entity controlled by Mr. Ferguson.
  • [F2]Issued to USB Financial Services, Inc., as custodian for Robert L. Ferguson, IRA.
  • [F3]Stock Option granted 08/02/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
  • [F4]Stock Option granted 08/05/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
  • [F5]Stock Option granted 07/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
  • [F6]Stock Option granted 08/24/11 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.

Issuer

PERMA FIX ENVIRONMENTAL SERVICES INC

CIK 0000891532

Entity typeother

Related Parties

1
  • filerCIK 0001405597

Filing Metadata

Form type
4
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 8:10 AM ET
Size
12.8 KB