Celaya Jorge 4

Accession 0001406206-25-000008

CIK 0001235468other

View on SEC.gov Company Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 8:04 PM ET

Size

46.3 KB

Accession

0001406206-25-000008

Insider Transaction Report

Form 4

Period: 2025-11-26

LIQUIDITY SERVICES INCLQDT

Celaya Jorge

EVP & Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2025-11-26$6.69/sh+8,008$53,574→ 43,723 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2025-11-26$9.46/sh+1,858$17,577→ 45,581 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2025-11-26$6.69/sh+2,349$15,715→ 47,930 total(indirect: By Trust)
Sale
Common Stock
2025-11-26$30.24/sh−15,114$457,047→ 32,816 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2025-12-01$9.46/sh+3,000$28,380→ 35,816 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2025-12-01$9.46/sh+943$8,921→ 36,759 total(indirect: By Trust)
Sale
Common Stock
2025-12-01$30.01/sh−2,451$73,555→ 34,308 total(indirect: By Trust)
Exercise/Conversion
Stock Option Grant
2025-11-26−13,770→ 0 total
Exercise: $6.69Exp: 2029-12-03→ Common Stock (13,770 underlying)
Exercise/Conversion
Stock Option Grant
2025-11-26−7,490→ 47,560 total
Exercise: $9.46Exp: 2030-12-01→ Common Stock (55,050 underlying)

Holdings

Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (2,180 underlying)
2,180
Restricted Stock Unit Grant
Exp: 2027-01-01→ Common Stock (10,355 underlying)
10,355
Restricted Stock Unit Grant
Exp: 2028-01-01→ Common Stock (20,081 underlying)
20,081
Restricted Stock Units
Exp: 2029-01-01→ Common Stock (20,500 underlying)
20,500
Restricted Stock Unit Grant
Exp: 2030-01-01→ Common Stock (32,850 underlying)
32,850
Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (5,232 underlying)
5,232
Restricted Stock Unit Grant
Exp: 2027-01-01→ Common Stock (18,743 underlying)
18,473
Restricted Stock Unit Grant
Exp: 2029-01-01→ Common Stock (20,500 underlying)
20,500
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (7,740 underlying)
7,740
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (16,640 underlying)
16,640
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (21,640 underlying)
21,640
Stock Option Grant
Exercise: $21.62Exp: 2034-10-30→ Common Stock (17,350 underlying)
17,350
Stock Option Grant
Exercise: $23.52Exp: 2035-10-29→ Common Stock (31,650 underlying)
31,650
Stock Option Grant
Exercise: $9.46Exp: 2030-12-01→ Common Stock (55,050 underlying)
55,050

Footnotes (18)

[F1]These options became fully exercisable on January 1, 2025.
[F10]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
[F11]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
[F12]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
[F13]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
[F14]12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
[F15]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
[F16]The reporting person exercised 5,762 stock options; 3,413 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,349 shares were acquired by the reporting person.
[F17]The reporting person exercised 2,632 stock options; 1,689 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 943 shares were acquired by the reporting person.
[F18]1,858 options were exercised on November 26, 2025 and 5,632 options were exercised on December 1, 2025.
[F2]These options became fully exercisable on January 1, 2024.
[F3]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F4]12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F5]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F6]12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F7]These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F8]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
[F9]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→

Entity typeother

Related Parties

filerCIK 0001406206

Filing Metadata

Form type: 4
Filed: Nov 30, 7:00 PM ET
Accepted: Dec 1, 8:04 PM ET
Size: 46.3 KB

View on SEC.gov