Celaya Jorge 4

Accession 0001406206-26-000002

CIK 0001235468other

View on SEC.gov Company Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:02 PM ET

Size

42.5 KB

Accession

0001406206-26-000002

Insider Transaction Report

Form 4

Period: 2026-01-01

LIQUIDITY SERVICES INCLQDT

Celaya Jorge

EVP & Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2026-01-01+1,080→ 39,182 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2026-01-01+2,566→ 41,748 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2026-01-01+3,318→ 45,066 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2026-01-01+2,540→ 47,606 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−2,180→ 0 total
Exp: 2026-01-01→ Common Stock (2,180 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−5,178→ 5,177 total
Exp: 2027-01-01→ Common Stock (10,355 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−6,694→ 13,387 total
Exp: 2028-01-01→ Common Stock (20,081 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−5,125→ 15,375 total
Exp: 2029-01-01→ Common Stock (20,500 underlying)

Holdings

Restricted Stock Unit Grant
Exp: 2030-01-01→ Common Stock (32,850 underlying)
32,850
Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (8,284 underlying)
8,284
Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (5,232 underlying)
5,232
Restricted Stock Unit Grant
Exp: 2027-01-01→ Common Stock (13,118 underlying)
13,118
Restricted Stock Unit Grant
Exp: 2029-01-01→ Common Stock (20,500 underlying)
20,500
Restricted Stock Unit Grant
Exp: 2030-01-01→ Common Stock (32,850 underlying)
32,850
Stock Option Grant
Exercise: $9.46Exp: 2030-12-01→ Common Stock (47,560 underlying)
47,560
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (7,740 underlying)
7,740
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (16,640 underlying)
16,640
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (21,640 underlying)
21,640
Stock Option Grant
Exercise: $21.62Exp: 2034-10-30→ Common Stock (17,350 underlying)
17,350
Stock Option Grant
Exercise: $23.52Exp: 2035-10-29→ Common Stock (31,650 underlying)
31,650
Stock Option Grant
Exercise: $9.46Exp: 2030-12-01→ Common Stock (55,050 underlying)
55,050
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (7,740 underlying)
7,740
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (16,640 underlying)
16,640
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (21,640 underlying)
21,640
Stock Option Grant
Exercise: $21.62Exp: 2034-10-30→ Common Stock (17,350 underlying)
17,350
Stock Option Grant
Exercise: $23.52Exp: 2035-10-29→ Common Stock (31,650 underlying)
31,650

Footnotes (18)

[F1]These options became fully exercisable on January 1, 2025.
[F10]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
[F11]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
[F12]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
[F13]12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
[F14]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
[F15]Represents the net issuance of 1,080 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,100 shares.
[F16]Represents the net issuance of 2,566 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,612 shares.
[F17]Represents the net issuance of 3,318 shares from the vesting of 6,694 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,376 shares.
[F18]Represents the net issuance of 2,540 shares from the vesting of 5,125 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,585 shares.
[F2]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F3]These options became fully exercisable on January 1, 2026.
[F4]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F5]12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F6]These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F7]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
[F8]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
[F9]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→

Entity typeother

Related Parties

filerCIK 0001406206

Filing Metadata

Form type: 4
Filed: Jan 4, 7:00 PM ET
Accepted: Jan 5, 4:02 PM ET
Size: 42.5 KB

View on SEC.gov