LIQUIDITY SERVICES INC·4

Mar 11, 5:05 PM ET

Celaya Jorge 4

4 · LIQUIDITY SERVICES INC · Filed Mar 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Liquidity Services (LQDT) CFO Jorge Celaya Sells Shares

What Happened Jorge Celaya, Chief Financial Officer of Liquidity Services (LQDT), reported two open-market sales totaling 8,127 shares for combined proceeds of $261,077. On 2026-03-09 he sold 7,914 shares at $32.10 each for $254,039, and on 2026-03-10 he sold 213 shares at $33.04 each for $7,038. These were sales (not purchases or option exercises) and are typically routine insider liquidity events.

Key Details

  • Transaction dates/prices:
    • 2026-03-09: Sold 7,914 shares at $32.10 — $254,039.
    • 2026-03-10: Sold 213 shares at $33.04 — $7,038.
  • Total shares sold: 8,127; total proceeds: $261,077.
  • Filing info: Form 4 filed 2026-03-11 (reporting period 2026-03-09); filing appears to be within the typical 2-business-day reporting window.
  • Shares owned after the transaction: Not specified in the provided filing excerpt.
  • Footnotes in the filing (F1–F13) describe the insider’s option and restricted-stock-unit vesting schedules — e.g., some options became fully exercisable (F1, F3), several RSU grants vest in annual installments (F8–F13), and some awards are performance-based (F2, F6). F7 notes each RSU equals one share.
  • No 10b5-1 trading plan or tax-withholding/cashless-exercise detail is indicated in the provided excerpt.

Context Insider sales can be for many personal or financial-planning reasons and do not by themselves indicate the company’s prospects. The filing also documents multiple grants with staged vesting and performance conditions, which can explain future potential share issuance — but these sales were straightforward open-market disposals, not option exercises or awards being received.

Insider Transaction Report

Form 4
Period: 2026-03-09
Celaya Jorge
EVP & Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2026-03-09$32.10/sh7,914$254,03949,082 total(indirect: By Trust)
  • Sale

    Common Stock

    2026-03-10$33.04/sh213$7,03848,869 total(indirect: By Trust)
Holdings
  • Restricted Stock Unit Grant

    [F7][F9]
    Exp: 2027-01-01Common Stock (5,177 underlying)
    5,177
  • Restricted Stock Unit Grant

    [F7][F8]
    Exp: 2028-01-01Common Stock (13,387 underlying)
    13,387
  • Restricted Stock Unit Grant

    [F7][F10]
    Exp: 2029-01-01Common Stock (15,375 underlying)
    15,375
  • Restricted Stock Unit Grant

    [F7][F13]
    Exp: 2030-01-01Common Stock (32,850 underlying)
    32,850
  • Restricted Stock Unit Grant

    [F7][F6]
    Exp: 2027-01-01Common Stock (5,355 underlying)
    5,355
  • Restricted Stock Unit Grant

    [F7][F6]
    Exp: 2029-01-01Common Stock (14,350 underlying)
    14,350
  • Restricted Stock Unit Grant

    [F7][F6]
    Exp: 2029-01-01Common Stock (20,500 underlying)
    20,500
  • Restricted Stock Unit Grant

    [F7][F6]
    Exp: 2030-01-01Common Stock (32,850 underlying)
    32,850
  • Stock Option Grant

    [F1]
    Exercise: $9.46Exp: 2030-12-01Common Stock (47,560 underlying)
    47,560
  • Stock Option Grant

    [F3]
    Exercise: $22.20Exp: 2031-12-07Common Stock (7,740 underlying)
    7,740
  • Stock Option Grant

    [F4]
    Exercise: $14.00Exp: 2032-12-23Common Stock (16,640 underlying)
    16,640
  • Stock Option Grant

    [F5]
    Exercise: $17.31Exp: 2033-12-22Common Stock (21,640 underlying)
    21,640
  • Stock Option Grant

    [F11]
    Exercise: $21.62Exp: 2034-10-30Common Stock (17,350 underlying)
    17,350
  • Stock Option Grant

    [F12]
    Exercise: $23.52Exp: 2035-10-29Common Stock (31,650 underlying)
    31,650
  • Stock Option Grant

    [F2]
    Exercise: $9.46Exp: 2030-12-01Common Stock (55,050 underlying)
    55,050
  • Stock Option Grant

    [F2]
    Exercise: $22.20Exp: 2031-12-07Common Stock (7,740 underlying)
    7,740
  • Stock Option Grant

    [F2]
    Exercise: $14.00Exp: 2032-12-23Common Stock (16,640 underlying)
    16,640
  • Stock Option Grant

    [F2]
    Exercise: $17.31Exp: 2033-12-22Common Stock (21,640 underlying)
    21,640
  • Stock Option Grant

    [F2]
    Exercise: $21.62Exp: 2034-10-30Common Stock (17,350 underlying)
    17,350
  • Stock Option Grant

    [F2]
    Exercise: $23.52Exp: 2035-10-29Common Stock (31,650 underlying)
    31,650
Footnotes (13)
  • [F1]These options became fully exercisable on January 1, 2025.
  • [F10]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
  • [F11]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F12]12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F13]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
  • [F2]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F3]These options became fully exercisable on January 1, 2026.
  • [F4]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F5]12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F6]These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F7]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  • [F8]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
  • [F9]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
Signature
/s/ Mark A. Shaffer, by power of attorney|2026-03-11

Documents

1 file
  • 4
    ownership.xmlPrimary

    4