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4//SEC Filing

DREW JOHN 4

Accession 0001406576-17-000003

CIK 0001651094other
View on SEC.govCompany Profile

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 7:06 PM ET

Size

17.6 KB

Accession

0001406576-17-000003

Insider Transaction Report

Form 4
Period: 2017-10-03
Elevate Credit, Inc.ELVT
Rosenberg John C.
Director10% OwnerOther
Transactions
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2017-10-03−6,110→ 0 total
    → Common Stock (6,110 underlying)
  • Exercise/Conversion

    Common Stock

    2017-10-03+6,110→ 6,110 total
Holdings

  • Common Stock

    (indirect: TCV V, L.P.)
    5,967,123

  • Common Stock

    (indirect: TCV Member Fund, L.P.)
    118,286
HOAG JAY C
10% OwnerOther
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-03+6,110→ 6,110 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2017-10-03−6,110→ 0 total
    → Common Stock (6,110 underlying)
Holdings

  • Common Stock

    (indirect: TCV V, L.P.)
    5,967,123

  • Common Stock

    (indirect: TCV Member Fund, L.P.)
    118,286
DREW JOHN
10% OwnerOther
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-03+6,110→ 6,110 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2017-10-03−6,110→ 0 total
    → Common Stock (6,110 underlying)
Holdings

  • Common Stock

    (indirect: TCV V, L.P.)
    5,967,123

  • Common Stock

    (indirect: TCV Member Fund, L.P.)
    118,286
KIMBALL RICK
10% OwnerOther
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-03+6,110→ 6,110 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2017-10-03−6,110→ 0 total
    → Common Stock (6,110 underlying)
Holdings

  • Common Stock

    (indirect: TCV V, L.P.)
    5,967,123

  • Common Stock

    (indirect: TCV Member Fund, L.P.)
    118,286
REYNOLDS JON Q JR
10% OwnerOther
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-03+6,110→ 6,110 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2017-10-03−6,110→ 0 total
    → Common Stock (6,110 underlying)
Holdings

  • Common Stock

    (indirect: TCV V, L.P.)
    5,967,123

  • Common Stock

    (indirect: TCV Member Fund, L.P.)
    118,286
TCV MANAGEMENT 2004 LLC
Director10% OwnerOther
Transactions
  • Exercise/Conversion

    Common Stock

    2017-10-03+6,110→ 6,110 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2017-10-03−6,110→ 0 total
    → Common Stock (6,110 underlying)
Holdings

  • Common Stock

    (indirect: TCV V, L.P.)
    5,967,123

  • Common Stock

    (indirect: TCV Member Fund, L.P.)
    118,286
Footnotes (5)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
  • [F2]Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
  • [F3]These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  • [F4]These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  • [F5]This RSU vested upon the later of July 1, 2017 or the expiration of the lock-up period following the issuer's initial public offering. If not vested earlier, this RSU would have expired on September 21, 2026.

Documents

1 file

Issuer

Elevate Credit, Inc.

CIK 0001651094

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Entity typeother

Related Parties

1
  • filerCIK 0001188456

Filing Metadata

Form type
4
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 7:06 PM ET
Size
17.6 KB
View on SEC.gov