Home/Filings/4/0001406576-18-000002

4//SEC Filing

DREW JOHN 4

Accession 0001406576-18-000002

CIK 0001651094other

View on SEC.gov Company Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 7:40 PM ET

Size

19.9 KB

Accession

0001406576-18-000002

Insider Transaction Report

Form 4

Period: 2018-05-18

Elevate Credit, Inc.ELVT

HOAG JAY C

10% OwnerOther

Transactions

Exercise/Conversion
Restricted Stock Unit (RSU)
2018-05-19−13,369→ 26,738 total
→ Common Stock (13,369 underlying)
Exercise/Conversion
Common Stock
2018-05-19+13,369→ 19,479 total
Award
Restricted Stock Unit (RSU)
2018-05-18+13,064→ 13,064 total
→ Common Stock (13,064 underlying)

Holdings

Common Stock
(indirect: TCV V, L.P.)
5,967,123
Common Stock
(indirect: TCV Member Fund, L.P.)
118,286

DREW JOHN

10% OwnerOther

Transactions

Award
Restricted Stock Unit (RSU)
2018-05-18+13,064→ 13,064 total
→ Common Stock (13,064 underlying)
Exercise/Conversion
Common Stock
2018-05-19+13,369→ 19,479 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2018-05-19−13,369→ 26,738 total
→ Common Stock (13,369 underlying)

Holdings

Common Stock
(indirect: TCV V, L.P.)
5,967,123
Common Stock
(indirect: TCV Member Fund, L.P.)
118,286

REYNOLDS JON Q JR

10% OwnerOther

Transactions

Award
Restricted Stock Unit (RSU)
2018-05-18+13,064→ 13,064 total
→ Common Stock (13,064 underlying)
Exercise/Conversion
Common Stock
2018-05-19+13,369→ 19,479 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2018-05-19−13,369→ 26,738 total
→ Common Stock (13,369 underlying)

Holdings

Common Stock
(indirect: TCV V, L.P.)
5,967,123
Common Stock
(indirect: TCV Member Fund, L.P.)
118,286

TCV MANAGEMENT 2004 LLC

Director10% OwnerOther

Transactions

Award
Restricted Stock Unit (RSU)
2018-05-18+13,064→ 13,064 total
→ Common Stock (13,064 underlying)
Exercise/Conversion
Common Stock
2018-05-19+13,369→ 19,479 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2018-05-19−13,369→ 26,738 total
→ Common Stock (13,369 underlying)

Holdings

Common Stock
(indirect: TCV V, L.P.)
5,967,123
Common Stock
(indirect: TCV Member Fund, L.P.)
118,286

Rosenberg John C.

Director10% OwnerOther

Transactions

Exercise/Conversion
Common Stock
2018-05-19+13,369→ 19,479 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2018-05-19−13,369→ 26,738 total
→ Common Stock (13,369 underlying)
Award
Restricted Stock Unit (RSU)
2018-05-18+13,064→ 13,064 total
→ Common Stock (13,064 underlying)

Holdings

Common Stock
(indirect: TCV V, L.P.)
5,967,123
Common Stock
(indirect: TCV Member Fund, L.P.)
118,286

KIMBALL RICK

10% OwnerOther

Transactions

Award
Restricted Stock Unit (RSU)
2018-05-18+13,064→ 13,064 total
→ Common Stock (13,064 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2018-05-19−13,369→ 26,738 total
→ Common Stock (13,369 underlying)
Exercise/Conversion
Common Stock
2018-05-19+13,369→ 19,479 total

Holdings

Common Stock
(indirect: TCV V, L.P.)
5,967,123
Common Stock
(indirect: TCV Member Fund, L.P.)
118,286

Footnotes (6)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
[F2]Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
[F3]These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
[F4]These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
[F5]The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
[F6]The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

Elevate Credit, Inc.

CIK 0001651094

→

Entity typeother

Related Parties

filerCIK 0001188456

Filing Metadata

Form type: 4
Filed: May 21, 8:00 PM ET
Accepted: May 22, 7:40 PM ET
Size: 19.9 KB

View on SEC.gov