4//SEC Filing
GROSSER ADAM 4
Accession 0001406666-11-000031
CIK 0001406666other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 9:52 PM ET
Size
11.7 KB
Accession
0001406666-11-000031
Insider Transaction Report
Form 4
CALIX, INCCALX
GROSSER ADAM
Director
Transactions
- Award
Common Stock
2011-07-19+2,833→ 7,366 total - Other
Common Stock
2010-10-25−62,524→ 0 total(indirect: See Note) - Other
Common Stock
2010-10-25−2,880,916→ 0 total(indirect: See Note) - Award
Stock Option (right to buy)
2011-07-19+6,250→ 6,250 totalExercise: $21.67Exp: 2021-07-19→ Common Stock (6,250 underlying)
Footnotes (6)
- [F1]Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 100% of the RSUs will vest on the one (1) year anniversary following July 19, 2011.
- [F2]Includes 5,855 RSUs.
- [F3]Effective as of October 25, 2010, the Reporting Person separated from Foundation Capital and as of that date no longer had or shared any voting or dispositive authority over the shares of Common Stock held by Foundation Capital V Principals Fund, LLC and Foundation Capital V, L.P. Therefore, effective as of October 25, 2010, the Reporting Person ceased to have beneficial ownership of such shares.
- [F4]Shares are held by Foundation Capital V Principals Fund, LLC. Prior to October 25, 2010, the Reporting Person was a managing member of Foundation Capital Management Co. V, LLC, which is the sole general partner of Foundation Capital V Principals Fund, LLC.
- [F5]Shares are held by Foundation Capital V, L.P. Prior to October 25, 2010, the Reporting Person was a managing member of Foundation Capital Management Co. V, LLC, which is the sole general partner of Foundation Capital V, L.P.
- [F6]1/12th of the shares subject to the option will vest and become exercisable in twelve (12) successive and equal monthly installments after July 19, 2011 ("the Vesting Commencement Date"), such that 100% for the shares subject to the option will be fully vested and exercisable on the first anniversary of the Vesting Commencement Date.
Documents
Issuer
CALIX, INC
CIK 0001406666
Entity typeother
Related Parties
1- filerCIK 0001205494
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 9:52 PM ET
- Size
- 11.7 KB