4//SEC Filing
BARRY RICHARD SCOTT 4
Accession 0001407547-20-000002
CIK 0001409269other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:46 PM ET
Size
12.2 KB
Accession
0001407547-20-000002
Insider Transaction Report
Form 4
Barry Scott
Director
Transactions
- Conversion
Common Stock
2020-06-16+5,191,147→ 12,209,003 total(indirect: By Partnership) - Conversion
Common Stock
2020-06-16+208,853→ 12,417,856 total(indirect: By Partnership) - Conversion
Series A Preferred Stock
2020-06-16−519,114.7→ 0 total(indirect: By Partnership)From: 2020-06-16→ Common Stock (5,191,147 underlying) - Conversion
Series A Preferred Stock
2020-06-16−20,885.3→ 0 total(indirect: By Partnership)From: 2020-06-16→ Common Stock (208,853 underlying)
Footnotes (4)
- [F1]The shares of Series A Preferred Stock were originally purchased from the Issuer at a purchase price of $2.50 per unit (consisting of one-tenth of one share of Series A Preferred Stock and 0.75 of a Warrant, with each whole Warrant exercisable for one share of Common Stock, at an exercise price of $3.50 per share). Each share of Series A Preferred Stock converted into ten shares of Common Stock for no additional consideration.
- [F2]Held by EW Healthcare Partners L.P. ("EWHP"). Essex Woodlands Fund IX-GP, L.P. ("EW Fund IX GP") is the general partner of EWHP and EWHP-A (as defined below). Essex Woodlands IX, LLC ("Essex IX General Partner") is the general partner of Essex IX Fund GP. Martin P. Sutter, R. Scott Barry, Ronald W. Eastman, Petri Vainio and Steve Wiggins are each a Manager of Essex IX General Partner (the "Managers"). Each of the Managers may be deemed to exercise shared voting and investment power with respect to such shares. Each of EW Fund IX GP, Essex IX General Partner and the Managers, including Mr. Barry who is a member of the Issuer's board of directors, disclaims beneficial ownership of the shares held by EWHP and EWHP-A, except to the extent of any pecuniary interests therein.
- [F3]Held by EW Healthcare Partners-A L.P. ("EWHP-A").
- [F4]The Series A Preferred Stock had no expiration date.
Documents
Issuer
Venus Concept Inc.
CIK 0001409269
Entity typeother
Related Parties
1- filerCIK 0001407547
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 4:46 PM ET
- Size
- 12.2 KB