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RETAIL OPPORTUNITY INVESTMENTS CORP·4

Mar 5, 4:03 PM ET

SCHOEBEL RICHARD K. 4

4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Mar 5, 2021

Insider Transaction Report

Form 4
Period: 2021-03-03
RETAIL OPPORTUNITY INVESTMENTS CORPROIC
SCHOEBEL RICHARD
Chief Operating Officer
Transactions
  • Sale

    Common Stock, par value $0.0001 per share

    [F1]
    2021-03-03$16.17/sh−7,000$113,190→ 352,445 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.0001 per share

    [F1]
    2021-03-03$16.14/sh−7,000$112,980→ 345,445 total(indirect: See footnote)
  • Exercise/Conversion

    Common Stock, par value $0.0001 per share

    [F1]
    2021-03-03$10.88/sh+35,000$380,800→ 380,445 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.0001 per share

    [F1]
    2021-03-04$15.89/sh−5,000$79,450→ 375,445 total(indirect: See footnote)
  • Sale

    Common Stock, par value $0.0001 per share

    [F1]
    2021-03-04$15.82/sh−5,000$79,100→ 370,445 total(indirect: See footnote)
  • Exercise/Conversion

    Common Stock, par value $0.0001 per share

    [F2]
    2021-03-03+35,000→ 0 total
    Exercise: $10.88Exp: 2021-03-11→ Common Stock, par value $0.0001 per share (35,000 underlying)
Footnotes (2)
  • [F1]These shares are held by the Schoebel Family Trust dated June 7, 2013 of which Richard K. Schoebel is a Trustee.
  • [F2]The option, representing a right to purchase a total of 35,000 shares, became exercisable in five equal annual installments beginning on March 11, 2012, which was the first anniversary of the date on which the option was granted.
Signature
/s/ Richard K. Schoebel|2021-03-05

Documents

1 file
  • 4
    wf-form4_161497815873037.xmlPrimary

    FORM 4