4//SEC Filing
SCHOEBEL RICHARD K. 4
Accession 0001407623-21-000047
CIK 0001407623other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:03 PM ET
Size
13.6 KB
Accession
0001407623-21-000047
Insider Transaction Report
Form 4
SCHOEBEL RICHARD
Chief Operating Officer
Transactions
- Sale
Common Stock, par value $0.0001 per share
2021-03-03$16.17/sh−7,000$113,190→ 352,445 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
2021-03-03$16.14/sh−7,000$112,980→ 345,445 total(indirect: See footnote) - Exercise/Conversion
Common Stock, par value $0.0001 per share
2021-03-03$10.88/sh+35,000$380,800→ 380,445 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
2021-03-04$15.89/sh−5,000$79,450→ 375,445 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
2021-03-04$15.82/sh−5,000$79,100→ 370,445 total(indirect: See footnote) - Exercise/Conversion
Common Stock, par value $0.0001 per share
2021-03-03+35,000→ 0 totalExercise: $10.88Exp: 2021-03-11→ Common Stock, par value $0.0001 per share (35,000 underlying)
Footnotes (2)
- [F1]These shares are held by the Schoebel Family Trust dated June 7, 2013 of which Richard K. Schoebel is a Trustee.
- [F2]The option, representing a right to purchase a total of 35,000 shares, became exercisable in five equal annual installments beginning on March 11, 2012, which was the first anniversary of the date on which the option was granted.
Documents
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001477259
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:03 PM ET
- Size
- 13.6 KB