SCHOEBEL RICHARD K. 4
4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Mar 5, 2021
Insider Transaction Report
Form 4
SCHOEBEL RICHARD
Chief Operating Officer
Transactions
- Sale
Common Stock, par value $0.0001 per share
2021-03-03$16.17/sh−7,000$113,190→ 352,445 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
2021-03-03$16.14/sh−7,000$112,980→ 345,445 total(indirect: See footnote) - Exercise/Conversion
Common Stock, par value $0.0001 per share
2021-03-03$10.88/sh+35,000$380,800→ 380,445 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
2021-03-04$15.89/sh−5,000$79,450→ 375,445 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
2021-03-04$15.82/sh−5,000$79,100→ 370,445 total(indirect: See footnote) - Exercise/Conversion
Common Stock, par value $0.0001 per share
2021-03-03+35,000→ 0 totalExercise: $10.88Exp: 2021-03-11→ Common Stock, par value $0.0001 per share (35,000 underlying)
Footnotes (2)
- [F1]These shares are held by the Schoebel Family Trust dated June 7, 2013 of which Richard K. Schoebel is a Trustee.
- [F2]The option, representing a right to purchase a total of 35,000 shares, became exercisable in five equal annual installments beginning on March 11, 2012, which was the first anniversary of the date on which the option was granted.