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RETAIL OPPORTUNITY INVESTMENTS CORP·4

Mar 2, 6:22 PM ET

Sneve Laurie A. 4

4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Mar 2, 2022

Insider Transaction Report

Form 4
Period: 2022-03-01
RETAIL OPPORTUNITY INVESTMENTS CORPROIC
Sneve Laurie A.
Sr.VP,Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.0001 per share

    2022-03-01−15,000→ 0 total
    Exercise: $12.43Exp: 2022-11-28→ Common Stock, par value $0.0001 per share (15,000 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.0001 per share

    2022-03-01$12.43/sh+15,000$186,450→ 159,035 total(indirect: See footnote)
Footnotes (2)
  • [F1]These shares are held by the Jerry B. Sneve and Laurie A. Sneve Family Trust dated March 6, 2006 of which Laurie A. Sneve is a Trustee.
  • [F2]The option, representing a right to purchase a total of 15,000 shares, became exercisable in four equal annual installments beginning on November 28, 2013, which was the first anniversary of the date on which the option was granted.

Documents

1 file
  • 4
    wf-form4_164626331379200.xmlPrimary

    FORM 4