4//SEC Filing
BAKER RICHARD A. 4
Accession 0001407623-23-000018
CIK 0001407623other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:42 PM ET
Size
6.9 KB
Accession
0001407623-23-000018
Insider Transaction Report
Form 4
Baker Richard A.
DirectorExecutive Chairman10% Owner
Transactions
- Tax Payment
Common Stock, par value $0.0001 per share
2023-01-01$15.03/sh−4,434$66,643→ 299,440 total
Holdings
- 12,635
OP Units
→ Common Stock, par value $0.0001 per share (12,635 underlying)
Footnotes (3)
- [F1]Consists of shares of common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), withheld by the Company in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted common stock that vested.
- [F2]The reporting person has the right to cause the Partnership to redeem some or all of the reporting person's OP Units for cash in an amount equal to the market value (as defined in Partnership's Second Amended and Restated Agreement of Limited Partnership, as amended) of an equivalent number of shares of common stock or at the Company's option, shares of common stock on a one-for-one basis, subject to certain adjustments.
- [F3]N/A
Documents
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001415409
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:42 PM ET
- Size
- 6.9 KB