4//SEC Filing
BAKER RICHARD A. 4
Accession 0001407623-23-000033
CIK 0001407623other
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 4:50 PM ET
Size
9.2 KB
Accession
0001407623-23-000033
Insider Transaction Report
Form 4
Baker Richard A.
DirectorExecutive Chairman10% Owner
Transactions
- Award
Common Stock, par value $0.0001 per share
2023-01-25+14,289→ 313,729 total - Tax Payment
Common Stock, par value $0.0001 per share
2023-01-25$15.03/sh−4,616$69,378→ 309,113 total
Holdings
- 12,635
OP Units
→ Common Stock, par value $0.0001 per share (12,635 underlying)
Footnotes (4)
- [F1]On February 18, 2020, the reporting person was granted, subject to vesting, 23,514 restricted shares of common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company") that were issued pursuant to the Company's Amended and Restated 2009 Equity Incentive Plan and such amount reflects the maximum earnable award under such grant. Vesting of the shares was based on the Company's achievement of certain performance criteria during the performance period from January 1, 2020 to December 31, 2022 (the "performance period"). Certain of such performance criteria were met during the performance period resulting in vesting of 14,289 shares on January 25, 2023.
- [F2]Consists of shares of common stock of the Company, withheld by the Company in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted common stock that vested.
- [F3]The reporting person has the right to cause Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") and the operating partnership of the Company, to redeem some or all of the reporting person's units of limited partner interest ("OP Units") of the Partnership for cash in an amount equal to the market value (as defined in Partnership's Second Amended and Restated Agreement of Limited Partnership, as amended) of an equivalent number of shares of common stock or at the Company's option, shares of common stock on a one-for-one basis, subject to certain adjustments.
- [F4]N/A
Documents
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001415409
Filing Metadata
- Form type
- 4
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 4:50 PM ET
- Size
- 9.2 KB