4//SEC Filing
BAKER RICHARD A. 4
Accession 0001407623-24-000058
CIK 0001407623other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 7:26 PM ET
Size
7.3 KB
Accession
0001407623-24-000058
Insider Transaction Report
Form 4
Baker Richard A.
DirectorExecutive Chairman10% Owner
Transactions
- Award
Common Stock, par value $0.0001 per share
2024-02-20+18,403→ 350,078 total
Holdings
- 12,635
OP Units
→ Common Stock, par value $0.0001 per share (12,635 underlying)
Footnotes (3)
- [F1]The reporting person was granted 18,403 shares of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), that were issued pursuant to the Retail Opportunity Investments Corp. Second Amended and Restated 2009 Equity Incentive Plan. The shares vest ratably over a 3-year period on January 1, 2025 and the first two anniversaries thereafter.
- [F2]The reporting person has the right to cause Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") and the operating partnership of the Company, to redeem some or all of the reporting person's units of limited partner interest of the Partnership ("OP Units") for cash in an amount equal to the market value (as defined in Partnership's Second Amended and Restated Agreement of Limited Partnership, as amended) of an equivalent number of shares of common stock or at the Company's option, shares of common stock on a one-for-one basis, subject to certain adjustments.
- [F3]N/A
Documents
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001415409
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 7:26 PM ET
- Size
- 7.3 KB