4//SEC Filing
Haines Michael B. 4
Accession 0001407623-24-000094
CIK 0001407623other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:09 PM ET
Size
7.7 KB
Accession
0001407623-24-000094
Insider Transaction Report
Form 4
Haines Michael B.
EVP,CFO, TREASURER & SECRETARY
Transactions
- Award
Common Stock, par value $0.0001 per share
2024-12-13+39,394→ 450,077 total(indirect: See footnote)
Holdings
- 36,011(indirect: See footnote)
OP Units
→ Common Stock, par value $0.0001 per share (36,011 underlying)
Footnotes (4)
- [F1]The reporting person was granted 39,394 shares of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), that were issued pursuant to the Retail Opportunity Investments Corp. Second Amended and Restated 2009 Equity Incentive Plan. The shares vest ratably over a 3-year period on December 13, 2025 and the first two anniversaries thereafter.
- [F2]These shares of common stock or units of limited partner interest ("OP Units") of Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") and the operating partnership of the Company, as the case may be, are held by the Michael B. Haines Trust dated August 19, 2004 of which the reporting person is a Trustee.
- [F3]The reporting person has the right to cause the Partnership to redeem some or all of the reporting person's OP Units for cash in an amount equal to the market value (as defined in Partnership's Second Amended and Restated Agreement of Limited Partnership, as amended) of an equivalent number of shares of common stock or at the Company's option, shares of common stock on a one-for-one basis, subject to certain adjustments.
- [F4]N/A
Documents
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001562225
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 6:09 PM ET
- Size
- 7.7 KB