4//SEC Filing
Silveira Lauren N. 4
Accession 0001407623-25-000044
CIK 0001407623other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:12 PM ET
Size
6.9 KB
Accession
0001407623-25-000044
Insider Transaction Report
Form 4
Silveira Lauren N.
VP, Chief Accounting Officer
Transactions
- Disposition to Issuer
Common Stock, par value $0.0001 per share
2025-02-12$17.50/sh−33,686$589,505→ 0 total(indirect: See footnote)
Footnotes (3)
- [F1]Certain of the amounts being disposed are 10,666 shares the reporting person was previously granted of restricted common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), that were issued pursuant to the Retail Opportunity Investments Corp. Second Amended and Restated 2009 Equity Incentive Plan, previously reported on Form 4. These shares were subject to time-based vesting, the vesting of which was accelerated immediately prior to the Company Merger Effective Time (as defined in the Merger Agreement).
- [F2]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 6, 2024, by and among Montana Purchaser LLC ("Buyer 1"), Mountain Purchaser LLC ("Buyer 2"), Big Sky Purchaser LLC ("Buyer 3" and, together with Buyer 1 and Buyer 2, collectively, the "Parent Entities"), Montana Merger Sub Inc. ("Merger Sub I"), Montana Merger Sub II LLC ("Merger Sub II"), the Company and Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") at the Company Merger Effective Time (as defined in the Merger Agreement), each outstanding share of common stock was automatically canceled and converted into the right to receive an amount in cash equal to $17.50, without interest. As of the Company Merger Effective Time all common stock issued and outstanding immediately prior to the Company Merger Effective Time are no longer outstanding and were automatically canceled and cease to exist.
- [F3]These shares are held by the Silveira Family Trust dated February 15, 2017 of which the reporting person is a Trustee.
Documents
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001969896
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:12 PM ET
- Size
- 6.9 KB