Indiveri Michael J. 4
4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Feb 14, 2025
Insider Transaction Report
Form 4
Indiveri Michael J.
Director
Transactions
- Disposition to Issuer
Common Stock, par value $0.0001 per share
2025-02-12$17.50/sh−93,184$1,630,720→ 0 total - Disposition to Issuer
Common Stock, par value $0.0001 per share
2025-02-12$17.50/sh−9,900$173,250→ 0 total(indirect: See footnote)
Footnotes (2)
- [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 6, 2024, by and among Montana Purchaser LLC ("Buyer 1"), Mountain Purchaser LLC ("Buyer 2"), Big Sky Purchaser LLC ("Buyer 3" and, together with Buyer 1 and Buyer 2, collectively, the "Parent Entities"), Montana Merger Sub Inc. ("Merger Sub I"), Montana Merger Sub II LLC ("Merger Sub II"), the Company and Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") at the Company Merger Effective Time (as defined in the Merger Agreement), each outstanding share of common stock was automatically canceled and converted into the right to receive an amount in cash equal to $17.50, without interest. As of the Company Merger Effective Time all common stock issued and outstanding immediately prior to the Company Merger Effective Time are no longer outstanding and were automatically canceled and cease to exist.
- [F2]The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.