KOCH ROBERT ALAN 4

4 · ONTO INNOVATION INC. · Filed Feb 10, 2021

Form 4

Period: 2021-02-08

VP & General Counsel

Transactions

Award
Performance Stock Unit
2021-02-08+1,035→ 1,035 total
Exp: 2024-02-08→ Common Stock (1,035 underlying)
Award
Common Stock
2021-02-08+2,070→ 35,689 total
Tax Payment
Common Stock
2021-02-08$60.40/sh−341$20,596→ 33,619 total
Award
Performance Stock Unit
2021-02-08+1,035→ 1,035 total
Exp: 2023-02-08→ Common Stock (1,035 underlying)

Footnotes (3)

[F1]Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock unit grants previously received by the Reporting Person.
[F2]Shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of ONTO common stock. The RSUs vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.
[F3]Shares are represented by performance stock units (PSUs). Each PSU represents a contingent right to receive one share of ONTO common stock. The number of PSUs reported represents the target number of PSUs under the award. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number shown, and is based on specific performance criteria from the award date through the expiration date.

Documents

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