4//SEC Filing
DUPONT FABROS TECHNOLOGY, INC. 4
Accession 0001407739-14-000009
CIK 0001407739operating
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 4:38 PM ET
Size
22.2 KB
Accession
0001407739-14-000009
Insider Transaction Report
Form 4
Fateh Hossein
DirectorPresident and CEO
Transactions
- Award
Common Stock
2014-01-08$5.06/sh+73,182$370,301→ 83,127 total - Award
Common Stock
2014-01-09$5.06/sh+54,952$278,057→ 64,897 total - Sale
Common Stock
2014-01-09$24.51/sh−54,952$1,346,703→ 9,945 total - Sale
Common Stock
2014-01-10$24.43/sh−18,553$453,291→ 9,945 total - Exercise/Conversion
Non-qualified Stock Option
2014-01-08−73,182→ 73,505 totalExercise: $5.06Exp: 2019-02-26→ Common Stock (73,182 underlying) - Sale
Common Stock
2014-01-08$24.76/sh−73,182$1,811,701→ 9,945 total - Award
Common Stock
2014-01-10$5.06/sh+18,553$93,878→ 28,498 total - Exercise/Conversion
Non-qualified Stock Option
2014-01-09−54,952→ 18,553 totalExercise: $5.06Exp: 2019-02-26→ Common Stock (54,952 underlying) - Exercise/Conversion
Non-qualified Stock Option
2014-01-10−18,553→ 0 totalExercise: $5.06Exp: 2019-02-26→ Common Stock (18,553 underlying)
Holdings
- 1,750,000
OP Units
→ Common Stock (1,750,000 underlying) - 514,819(indirect: By LLC)
OP Units
→ Common Stock (514,819 underlying)
Footnotes (7)
- [F1]The shares were sold pursuant to the Rule 10b5-1 plan adopted by Mr. Fateh on November 18, 2013, as disclosed in the current report on Form 8-K filed by the Issuer on November 20, 2013. Of the 462,963 shares initially eligible for sale under the plan, all shares have been sold.
- [F2]Represents the weighted average per share sale price, with per share sale price ranging from $24.54 to $24.99. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average per share sale price, with per share sale price ranging from $24.29 to $25.01. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F4]Represents the weighted average per share sale price, with per share sale price ranging from $24.27 to $24.64. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F5]Stock option vests one third on each March 1, 2010, 2011 and 2012.
- [F6]"OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock.
- [F7]All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date.
Documents
Issuer
DUPONT FABROS TECHNOLOGY, INC.
CIK 0001407739
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001407739
Filing Metadata
- Form type
- 4
- Filed
- Jan 9, 7:00 PM ET
- Accepted
- Jan 10, 4:38 PM ET
- Size
- 22.2 KB