SOLARCITY CORP 4
4 · SOLARCITY CORP · Filed Aug 18, 2014
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Pfund Nancy E
Director
Transactions
- Other
Common Stock
2014-08-11−1,790,293→ 898,558 total(indirect: See Footnotes) - Other
Common Stock
2014-08-11+143,410→ 215,937 total(indirect: By Trust)
Holdings
- 928,977(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]On August 11, 2014, Bay Area Equity Fund I, L.P. made an in-kind distribution, without any additional consideration, of 1,790,293 shares of Issuer's Common Stock to its members.
- [F2]These shares are owned directly by Bay Area Equity Fund I, L.P.
- [F3]The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F4]On August 11, 2014, Bay Area Equity Fund I, L.P. made an in-kind distribution, without any additional consideration, of 1,790,293 shares of Issuer's Common Stock to its members including Ms. Pfund. Ms. Pfund received 143,410 shares from this distribution, which are held by a related trust.
- [F5]These shares are owned directly by DBL Equity Fund-BAEF II, L.P.