SOLARCITY CORP 4
4 · SOLARCITY CORP · Filed Dec 24, 2014
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Pfund Nancy E
Director
Transactions
- Gift
Common Stock
2014-09-02−720→ 215,217 total(indirect: By Trust) - Gift
Common Stock
2014-12-01−19,000→ 158,217 total(indirect: By Trust)
Holdings
- 898,558(indirect: See Footnotes)
Common Stock
- 928,977(indirect: See Footnote)
Common Stock
- 38,000(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]These shares are owned directly by Bay Area Equity Fund I, L.P.
- [F2]The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
- [F4]Represents charitable donations by the reporting person.
- [F5]These shares are owned directly by The Pfund Polakoff Family Trust u/a dtd 02/18/1993.
- [F6]Reflects a transfer of 38,000 shares by The Pfund Polakoff Family Trust u/a dtd 02/18/1993 to the indicated holder.
- [F7]These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.