SOLARCITY CORP 4
4 · SOLARCITY CORP · Filed May 8, 2015
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Pfund Nancy E
Director
Transactions
- Other
Common Stock
2015-05-08−449,279→ 449,279 total(indirect: See Footnotes) - Other
Common Stock
2015-05-08+35,991→ 194,208 total(indirect: By Trust)
Holdings
- 928,977(indirect: See Footnote)
Common Stock
- 38,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]On May 8, 2015, Bay Area Equity Fund I, L.P. made an in-kind distribution, without any additional consideration, of 449,279 shares of Issuer's Common Stock to its members.
- [F2]These shares are owned directly by Bay Area Equity Fund I, L.P.
- [F3]The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F4]Ms. Pfund received 35,991 shares from this distribution, which are held by a related trust.
- [F5]These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
- [F6]These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.