SOLARCITY CORP 4
4 · SOLARCITY CORP · Filed Jul 22, 2015
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Pfund Nancy E
Director
Transactions
- Sale
Common Stock
2015-07-20$55.01/sh−12,500$687,625→ 181,708 total(indirect: By Trust)
Holdings
- 38,000(indirect: By Trust)
Common Stock
- 928,977(indirect: See Footnote)
Common Stock
- 449,279(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
- [F2]These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
- [F3]These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
- [F4]These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
- [F5]These shares are owned directly by Bay Area Equity Fund I, L.P.
- [F6]The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.