4//SEC Filing
SOLARCITY CORP 4
Accession 0001408356-15-000102
CIK 0001408356operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 6:53 PM ET
Size
10.7 KB
Accession
0001408356-15-000102
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Pfund Nancy E
Director
Transactions
- Sale
Common Stock
2015-12-16$55.08/sh−32,651$1,798,388→ 136,557 total(indirect: By Trust) - Sale
Common Stock
2015-12-17$56.51/sh−17,349$980,430→ 119,208 total(indirect: By Trust)
Holdings
- 38,000(indirect: By Trust)
Common Stock
- 928,977(indirect: See Footnote)
Common Stock
- 449,279(indirect: See Footnote)
Common Stock
Footnotes (8)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.22, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.09 to $56.94, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- [F4]These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
- [F5]These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
- [F6]These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
- [F7]These shares are owned directly by Bay Area Equity Fund I, L.P.
- [F8]The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Documents
Issuer
SOLARCITY CORP
CIK 0001408356
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001408356
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 6:53 PM ET
- Size
- 10.7 KB