4//SEC Filing
SOLARCITY CORP 4
Accession 0001408356-16-000171
CIK 0001408356operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:25 PM ET
Size
18.9 KB
Accession
0001408356-16-000171
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Pfund Nancy E
Director
Transactions
- Disposition to Issuer
Common Stock
2016-11-21−119,208→ 0 total(indirect: By Trust) - Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−30,000→ 0 totalExercise: $62.51→ Common Stock (30,000 underlying) - Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−3,000→ 0 totalExercise: $62.51→ Common Stock (3,000 underlying) - Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−3,500→ 0 totalExercise: $62.51→ Common Stock (3,500 underlying) - Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−3,000→ 0 totalExercise: $62.51→ Common Stock (3,000 underlying) - Disposition to Issuer
Common Stock
2016-11-21−928,977→ 0 total(indirect: See Footnote) - Disposition to Issuer
Common Stock
2016-11-21−449,279→ 0 total(indirect: See Footnote)
Holdings
- 0(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
- [F2]These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
- [F3]These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
- [F4]These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
- [F5]These shares are owned directly by Bay Area Equity Fund I, L.P.
- [F6]Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
Documents
Issuer
SOLARCITY CORP
CIK 0001408356
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001408356
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:25 PM ET
- Size
- 18.9 KB