4//SEC Filing
SOLARCITY CORP 4
Accession 0001408356-16-000177
CIK 0001408356operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:46 PM ET
Size
17.6 KB
Accession
0001408356-16-000177
Insider Transaction Report
Form 4
SOLARCITY CORPSCTY
Rive Lyndon R
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−3,000,000→ 0 totalExercise: $48.97→ Common Stock (3,000,000 underlying) - Disposition to Issuer
Common Stock
2016-11-21−2,267,008→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2016-11-21−22,800→ 0 total - Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−647,913→ 0 totalExercise: $1.62→ Common Stock (647,913 underlying) - Disposition to Issuer
Option to Purchase Common Stock
2016-11-21−1,000,000→ 0 totalExercise: $5.07→ Common Stock (1,000,000 underlying) - Disposition to Issuer
Common Stock
2016-11-21−1,348→ 0 total(indirect: As Custodian)
Holdings
- 0
Zero Coupon Convertible Senior Notes due 2020
Exercise: $33.00From: 2015-12-07Exp: 2020-12-01→ Common Stock
Footnotes (6)
- [F1]Outstanding shares of the common stock of the Issuer were converted into the right to receive 0.110 shares of Tesla common stock for each share of the Issuer's common stock issued and outstanding, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement.
- [F2]Since reporting person's last report, 659,574 shares previously owned directly by the reporting person were transferred to an investment company managed by the reporting person.
- [F3]Since reporting person's last report, 1,348 shares previously owned by the reporting person were transferred to the reporting person as custodian for his minor children.
- [F4]Outstanding stock options and restricted stock unit awards ("RSUs") of the Issuer were assumed by Tesla and automatically converted into corresponding equity incentive awards on common stock of Tesla in accordance with the Merger Agreement.
- [F5]Pursuant to its terms, this option to purchase common stock of the Issuer expired upon the closing of the Merger.
- [F6]The Zero Coupon Convertible Senior Notes due 2020 have been adjusted to become convertible into shares of Tesla common stock.
Documents
Issuer
SOLARCITY CORP
CIK 0001408356
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001408356
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:46 PM ET
- Size
- 17.6 KB