SHOAL GAMES LTD.·4

Nov 13, 8:21 PM ET

Williams Jason Miles JM 4

4 · SHOAL GAMES LTD. · Filed Nov 13, 2017

Insider Transaction Report

Form 4
Period: 2017-11-08
Williams Jason Miles
DirectorChief Executive Officer
Transactions
  • Award

    Employee Stock (Right to Buy)

    2017-11-08$0.42/sh+25,000$10,500125,000 total
    Exercise: $0.42From: 2017-11-08Exp: 2022-11-08Common Stock (25,000 underlying)
Holdings
  • Warrants

    Exercise: $0.42From: 2017-06-16Exp: 2018-06-15Common Stock (100,000 underlying)
    100,000
  • Common Stock

    408,200
Footnotes (2)
  • [F1]Mr J Williams acquired 100,000 units of Shoal Games Ltd. in a private placement. Each unit consist of 1 share and 1 warrant. The exercise price of the warrants is CAD$0.55 (approximately US$0.42) per share for the first six months following closing and $0.65 (approximately US$0.49) per share for the period which is 7-12 months following closing.
  • [F2]Mr. J. M. Williams was granted 25,000 options with an exercise price of CAD$0.54 (US$0.42) on November 8, 2017.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT