Klein Steven M 4
4 · Northfield Bancorp, Inc. · Filed Jan 27, 2026
Research Summary
AI-generated summary of this filing
Northfield Bancorp (NFBK) CEO Steven Klein Sells Shares
What Happened
- Steven M. Klein, Chairman, President & CEO (and Director) of Northfield Bancorp, reported the disposition of 6,637 shares related to the vesting of an equity award. The filing shows two withholding/sale events: 3,957 shares at $11.89 each for $47,049 (2026-01-24) and 2,680 shares at $11.89 each for $31,865 (2026-01-26), totaling about $78,914. These were disposals to satisfy tax obligations (routine withholding), not open-market investment sales.
Key Details
- Transaction dates and prices:
- 2026-01-24: 3,957 shares sold at $11.89 — $47,049
- 2026-01-26: 2,680 shares sold at $11.89 — $31,865
- Total shares disposed: 6,637; total proceeds ~ $78,914.
- Shares owned after the reported transactions: not specified in the filing.
- Footnotes:
- F1: Shares sold to satisfy tax obligations upon vesting of an equity award.
- F2: Indicates transactions not required to be reported under Section 16 (per the filing).
- Filing timeliness: Report filed 2026-01-27 for transactions dated 2026-01-24 and 2026-01-26; filing appears timely.
Context
- These disposals were tax-withholding sales tied to equity award vesting (a common, routine practice) rather than discretionary open-market sales for investment reasons. Such transactions generally do not by themselves indicate the insider’s market view.
Insider Transaction Report
Form 4
Klein Steven M
DirectorChairman, President & CEO
Transactions
- Tax Payment
Common Stock
[F1]2026-01-24$11.89/sh−3,957$47,049→ 479,985 total - Tax Payment
Common Stock
[F1]2026-01-26$11.89/sh−2,680$31,865→ 477,305 total
Holdings
- 55,459.19(indirect: By ESOP)
Common Stock
[F2] - 65,806.61(indirect: By 401(k))
Common Stock
[F2] - 40,000
Stock Options
Exercise: $16.89From: 2018-11-01Exp: 2027-11-01→ Common Stock (40,000 underlying)
Footnotes (2)
- [F1]Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the vesting of an equity award.
- [F2]Reflects transactions not required to be reported pursuant to Section 16 of the Security Exchange Act of 1934, as amended.
Signature
/s/ William R. Jacobs, pursuant to Power of Attorney|2026-01-27