Northfield Bancorp, Inc.·4

Jan 27, 3:42 PM ET

Klein Steven M 4

4 · Northfield Bancorp, Inc. · Filed Jan 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Northfield Bancorp (NFBK) CEO Steven Klein Sells Shares

What Happened

  • Steven M. Klein, Chairman, President & CEO (and Director) of Northfield Bancorp, reported the disposition of 6,637 shares related to the vesting of an equity award. The filing shows two withholding/sale events: 3,957 shares at $11.89 each for $47,049 (2026-01-24) and 2,680 shares at $11.89 each for $31,865 (2026-01-26), totaling about $78,914. These were disposals to satisfy tax obligations (routine withholding), not open-market investment sales.

Key Details

  • Transaction dates and prices:
    • 2026-01-24: 3,957 shares sold at $11.89 — $47,049
    • 2026-01-26: 2,680 shares sold at $11.89 — $31,865
  • Total shares disposed: 6,637; total proceeds ~ $78,914.
  • Shares owned after the reported transactions: not specified in the filing.
  • Footnotes:
    • F1: Shares sold to satisfy tax obligations upon vesting of an equity award.
    • F2: Indicates transactions not required to be reported under Section 16 (per the filing).
  • Filing timeliness: Report filed 2026-01-27 for transactions dated 2026-01-24 and 2026-01-26; filing appears timely.

Context

  • These disposals were tax-withholding sales tied to equity award vesting (a common, routine practice) rather than discretionary open-market sales for investment reasons. Such transactions generally do not by themselves indicate the insider’s market view.

Insider Transaction Report

Form 4
Period: 2026-01-24
Klein Steven M
DirectorChairman, President & CEO
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-01-24$11.89/sh3,957$47,049479,985 total
  • Tax Payment

    Common Stock

    [F1]
    2026-01-26$11.89/sh2,680$31,865477,305 total
Holdings
  • Common Stock

    [F2]
    (indirect: By ESOP)
    55,459.19
  • Common Stock

    [F2]
    (indirect: By 401(k))
    65,806.61
  • Stock Options

    Exercise: $16.89From: 2018-11-01Exp: 2027-11-01Common Stock (40,000 underlying)
    40,000
Footnotes (2)
  • [F1]Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the vesting of an equity award.
  • [F2]Reflects transactions not required to be reported pursuant to Section 16 of the Security Exchange Act of 1934, as amended.
Signature
/s/ William R. Jacobs, pursuant to Power of Attorney|2026-01-27

Documents

1 file
  • 4
    wk-form4_1769546552.xmlPrimary

    FORM 4