Happen, Inc.·4

Jul 2, 5:14 PM ET

Sanborn Scott 4

4 · Happen, Inc. · Filed Jul 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Happen (HAPN) CEO Sanborn Scott Sells 25,000 Shares

What Happened Sanborn Scott, CEO and director of Happen, Inc. (HAPN), sold 25,000 shares in an open-market transaction on July 1, 2026 for total proceeds of approximately $525,028. The filing reports a weighted-average price of $21.00 per share (trade prices ranged $21.00–$21.03). This was a sale — often a routine liquidity or diversification action rather than a directional bet on the company.

Key Details

  • Transaction date: July 1, 2026 (Filed: July 2, 2026) — filing appears timely (one day after the trade).
  • Shares sold: 25,000; weighted-average price: $21.00; price range: $21.00–$21.03; total proceeds reported: $525,028.
  • Shares owned after transaction: Not specified in the information provided.
  • Footnote: Transaction was effected under a Rule 10b5-1 trading plan established to diversify the reporting person’s holdings; per the company’s 10‑Q (period ending Mar 31, 2026) the maximum number of shares that can be sold under the plan, inclusive of this sale, represents 9.4% of the reporting person’s equity interest.
  • Execution detail: Trades occurred in multiple executions during the date; the filer offers to provide a full breakdown of quantities/prices on request.

Context This sale was made under a pre-arranged 10b5-1 plan, which typically sets predetermined sale parameters and is commonly used for routine diversification. Such sales do not necessarily signal management’s view of company prospects; they often reflect personal liquidity or portfolio-management needs.

Insider Transaction Report

Form 4
Period: 2026-07-01
Sanborn Scott
DirectorCEO
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-07-01$21.00/sh25,000$525,0281,536,063 total
Footnotes (2)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
  • [F2]This transaction was executed in multiple trades during the date at prices ranging from $21.00 to $21.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Signature
/s/ Bhavit Sheth, attorney-in-fact|2026-07-02

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT