4//SEC Filing
Warnock Loyd A 4
Accession 0001410636-19-000103
CIK 0001410636other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 10:37 AM ET
Size
19.0 KB
Accession
0001410636-19-000103
Insider Transaction Report
Form 4
Warnock Loyd A
SVP, External Affairs, Comm.
Transactions
- Exercise/Conversion
Common Stock
2019-05-15$46.45/sh+2,594$120,491→ 18,314 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-05-15−2,594→ 0 totalExercise: $46.45Exp: 2020-12-31→ Common Stock (2,594 underlying) - Sale
Common Stock
2019-05-15$111.04/sh−2,075$230,408→ 15,720 total - Exercise/Conversion
Common Stock
2019-05-15$65.15/sh+4,833$314,870→ 20,553 total - Sale
Common Stock
2019-05-15$111.04/sh−2,594$288,038→ 15,720 total - Sale
Common Stock
2019-05-15$111.04/sh−4,833$536,656→ 15,720 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-05-15−2,075→ 0 totalExercise: $52.75Exp: 2021-12-31→ Common Stock (2,075 underlying) - Exercise/Conversion
Common Stock
2019-05-15$52.75/sh+2,075$109,456→ 17,795 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-05-15−4,833→ 0 totalExercise: $65.15Exp: 2022-12-31→ Common Stock (4,833 underlying)
Footnotes (7)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F2]The option award granted on April 28, 2014, representing a right to purchase 12,273 shares, vested in three equal installments on January 1, 2015, 2016 and 2017.
- [F3]Prior exercises of a total of 9,679 shares underlying this option were previously reported.
- [F4]The option award granted on February 17, 2015, representing a right to purchase 10,435 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
- [F5]Prior exercises of a total of 8,360 shares underlying this option were previously reported.
- [F6]The option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vested in three equal installments on January 1, 2017, 2018 and 2019.
- [F7]Prior exercises of a total of 5,275 shares underlying this option were previously reported.
Documents
Issuer
American Water Works Company, Inc.
CIK 0001410636
Entity typeother
Related Parties
1- filerCIK 0001296668
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 10:37 AM ET
- Size
- 19.0 KB