4//SEC Filing
Sgro Michael A 4
Accession 0001410636-19-000109
CIK 0001410636other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 3:20 PM ET
Size
14.1 KB
Accession
0001410636-19-000109
Insider Transaction Report
Form 4
Sgro Michael A
SVP,General Counsel, Secretary
Transactions
- Exercise/Conversion
Common Stock
2019-05-16$52.75/sh+1,931$101,860→ 16,783 total - Exercise/Conversion
Common Stock
2019-05-16$65.15/sh+4,749$309,397→ 19,601 total - Sale
Common Stock
2019-05-16$110.93/sh−4,749$526,807→ 14,852 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-05-16−4,749→ 0 totalExercise: $65.15Exp: 2022-12-31→ Common Stock (4,749 underlying) - Sale
Common Stock
2019-05-16$110.93/sh−1,931$214,206→ 14,852 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-05-16−1,931→ 0 totalExercise: $52.75Exp: 2021-12-31→ Common Stock (1,931 underlying)
Footnotes (6)
- [F1]Includes 49 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F3]The option award granted on February 17, 2015, representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
- [F4]A prior exercise of 8,939 shares underlying this option was previously reported.
- [F5]The option award granted on February 16, 2016, representing a right to purchase 11,836 shares, vested in three equal installments on January 1, 2017, 2018 and 2019.
- [F6]A prior exercise of 7,087 shares underlying this option was previously reported.
Documents
Issuer
American Water Works Company, Inc.
CIK 0001410636
Entity typeother
Related Parties
1- filerCIK 0001628956
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 3:20 PM ET
- Size
- 14.1 KB