4//SEC Filing
Norton Cheryl 4
Accession 0001410636-21-000220
CIK 0001410636other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 6:36 PM ET
Size
15.0 KB
Accession
0001410636-21-000220
Insider Transaction Report
Form 4
Norton Cheryl
EVP and COO
Transactions
- Exercise/Conversion
Common Stock
2021-11-19$52.75/sh+591$31,175→ 12,596 total - Sale
Common Stock
2021-11-19$173.47/sh−2,906$504,104→ 12,005 total - Sale
Common Stock
2021-11-22$172.49/sh−776$133,852→ 8,467 total - Exercise/Conversion
Common Stock
2021-11-19$65.15/sh+2,315$150,822→ 14,911 total - Sale
Common Stock
2021-11-22$172.00/sh−2,762$475,064→ 9,243 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-11-19−591→ 0 totalExercise: $52.75Exp: 2021-12-31→ Common Stock (591 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-11-19−2,315→ 0 totalExercise: $65.15Exp: 2022-12-31→ Common Stock (2,315 underlying)
Footnotes (4)
- [F1]Includes 105 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.47 to $173.48, inclusive. The reporting person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F3]This option award vested in three equal installments on January 1, 2016, 2017 and 2018.
- [F4]This option award vested in three equal installments on January 1, 2017, 2018 and 2019.
Documents
Issuer
American Water Works Company, Inc.
CIK 0001410636
Entity typeother
Related Parties
1- filerCIK 0001805481
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 6:36 PM ET
- Size
- 15.0 KB