Allison Transmission Holdings Inc 4

4 · Allison Transmission Holdings Inc · Filed Aug 13, 2013

Form 4

Period: 2013-08-09

VP, Human Resources

Transactions

Sale
Common Stock
2013-08-09$22.53/sh−2,026$45,649→ 23,700 total
Exercise/Conversion
Common Stock
2013-08-12$8.44/sh+11,356$95,845→ 35,056 total
Exercise/Conversion
Common Stock
2013-08-12$12.66/sh+12,000$151,920→ 47,056 total
Exercise/Conversion
Employee Stock Option (right to buy)
2013-08-12−12,000→ 0 total
Exercise: $12.66Exp: 2017-09-30→ Common Stock (12,000 underlying)
Exercise/Conversion
Common Stock
2013-08-12$16.88/sh+10,000$168,800→ 57,056 total
Exercise/Conversion
Employee Stock Option (right to buy)
2013-08-12−10,000→ 0 total
Exercise: $16.88Exp: 2017-09-30→ Common Stock (10,000 underlying)
Sale
Common Stock
2013-08-12$22.66/sh−33,356$755,780→ 23,700 total
Exercise/Conversion
Employee Stock Option (right to buy)
2013-08-12−11,356→ 0 total
Exercise: $8.44Exp: 2017-09-30→ Common Stock (11,356 underlying)

Footnotes (4)

[F1]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.5300 to $22.5400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012.
[F3]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.5000 to $22.7500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The option vested in five equal annual installments beginning on August 7, 2008.

Documents

1 file