Allison Transmission Holdings Inc 4
4 · Allison Transmission Holdings Inc · Filed Dec 17, 2014
Insider Transaction Report
Form 4
Parish David L.
VP, Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2014-12-15−35,000→ 0 total→ Common Stock (35,000 underlying) - Exercise/Conversion
Common Stock
2014-12-15+1,196→ 66,100 total - Tax Payment
Common Stock
2014-12-15$33.62/sh−16,440$552,713→ 64,904 total - Exercise/Conversion
Common Stock
2014-12-15+35,000→ 81,344 total - Exercise/Conversion
Dividend Equivalent Rights
2014-12-15−1,196→ 187 total→ Common Stock (1,196 underlying) - Tax Payment
Common Stock
2014-12-15$33.62/sh−565$18,995→ 65,535 total
Footnotes (4)
- [F1]Settlement of restricted stock units ("RSUs"). On December 21, 2012, the reporting person was granted 50,000 RSUs, vesting in two installments as follows: 15,000 on June 30, 2013 and 35,000 on December 15, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
- [F2]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs.
- [F3]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F4]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs.