4//SEC Filing
Allison Transmission Holdings Inc 4
Accession 0001411207-16-000438
$ALSNCIK 0001411207operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:27 PM ET
Size
21.6 KB
Accession
0001411207-16-000438
Insider Transaction Report
Form 4
Dean Sharon L.
VP, Quality and Reliability
Transactions
- Exercise/Conversion
Common Stock
2016-11-30$23.58/sh+5,022$118,419→ 12,928 total - Sale
Common Stock
2016-11-30$32.92/sh−5,022$165,324→ 7,906 total - Exercise/Conversion
Common Stock
2016-12-01+136→ 9,697 total - Award
Dividend Equivalent Rights
2016-11-30+31→ 268 totalExercise: $33.17→ Common Stock (31 underlying) - Exercise/Conversion
Restricted Stock Units
2016-12-01−2,450→ 0 total→ Common Stock (2,450 underlying) - Tax Payment
Common Stock
2016-12-01$33.72/sh−795$26,807→ 9,561 total - Exercise/Conversion
Dividend Equivalent Rights
2016-12-01−136→ 132 total→ Common Stock (136 underlying) - Exercise/Conversion
Common Stock
2016-12-01+2,450→ 10,356 total - Tax Payment
Common Stock
2016-12-01$33.72/sh−45$1,517→ 9,652 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-30−5,022→ 10 totalExercise: $23.58Exp: 2023-03-24→ Common Stock (5,022 underlying)
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
- [F3]Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs.
- [F4]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F5]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs.
- [F6]The option vested on December 15, 2015.
- [F7]The DERs accrued on three previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER the economic equivalent of one share of ALSN common stock.
Documents
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001411207
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:27 PM ET
- Size
- 21.6 KB