Home/Filings/4/0001411207-17-000081
4//SEC Filing

Allison Transmission Holdings Inc 4

Accession 0001411207-17-000081

$ALSNCIK 0001411207operating

Filed

May 14, 8:00 PM ET

Accepted

May 15, 8:48 PM ET

Size

12.5 KB

Accession

0001411207-17-000081

Insider Transaction Report

Form 4
Period: 2017-05-11
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-11+27,72227,722 total
  • Award

    Deferred Stock Units

    2017-05-11+58826,498 total
    Common Stock (588 underlying)
  • Exercise/Conversion

    Deferred Stock Units

    2017-05-1126,4980 total
    Common Stock (26,498 underlying)
  • Exercise/Conversion

    Dividend Equivalent Units

    2017-05-111,2240 total
    Common Stock (1,224 underlying)
Footnotes (7)
  • [F1]Represents the deferred stock units ("DSUs") payable upon the reporting person's separation from service. The reporting person did not stand for reelection at Allison Transmission Holdings, Inc.'s (the "Company") 2017 annual meeting of stockholders.
  • [F2]Includes 26,498 DSUs and 1,224 related dividend equivalents.
  • [F3]These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Second Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.
  • [F4]Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election, cash, at the earlier of the reporting person's separation from service or a change in control.
  • [F5]The number of DSUs received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant.
  • [F6]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
  • [F7]The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 11, 2017, the date the reporting person's separation from service.

Issuer

Allison Transmission Holdings Inc

CIK 0001411207

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001411207

Filing Metadata

Form type
4
Filed
May 14, 8:00 PM ET
Accepted
May 15, 8:48 PM ET
Size
12.5 KB