Dewey Lawrence E. 4

4 · Allison Transmission Holdings Inc · Filed May 8, 2020

Form 4

Period: 2020-05-06

DirectorChairman, President and CEO

Transactions

Award
Restricted Stock Units
2020-05-07+3,600→ 3,600 total
→ Common Stock (3,600 underlying)
Exercise/Conversion
Restricted Stock Units
2020-05-06−2,880→ 0 total
→ Common Stock (2,880 underlying)
Exercise/Conversion
Dividend Equivalent Rights
2020-05-06−44→ 70 total
→ Common Stock (44 underlying)
Exercise/Conversion
Common Stock
2020-05-06+2,924→ 251,198 total

Footnotes (9)

[F1]Settlement of restricted stock units ("RSUs") and related dividend equivalent.
[F2]Includes 44 dividend equivalents.
[F3]Each RSU represents a contingent right to receive one share of the Company's common stock.
[F4]On May 9, 2019, the reporting person was granted 2,880 RSUs that vested on May 6, 2020.
[F5]Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
[F6]The dividend equivalent rights accrued on previously awarded RSUs and vested on May 6, 2020.
[F7]The RSUs respresent the reporting person's annual equity award under Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy").
[F8]The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
[F9]The number of RSUs received was calculated based on $36.11, which was the closing price of the Company's common stock on the date of grant.

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