4//SEC Filing
Kirk Randall R. 4
Accession 0001411207-21-000139
CIK 0001411207other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 5:19 PM ET
Size
15.8 KB
Accession
0001411207-21-000139
Insider Transaction Report
Form 4
Kirk Randall R.
VP, Product Engineering
Transactions
- Exercise/Conversion
Common Stock
2021-08-06+6,117→ 320,572 total - Tax Payment
Common Stock
2021-08-06$38.45/sh−2,682$103,123→ 317,890 total - Exercise/Conversion
Restricted Stock Units
2021-08-06−3,045→ 0 total→ Common Stock (3,045 underlying) - Exercise/Conversion
Dividend Equivalent Rights
2021-08-06−309→ 0 total→ Common Stock (309 underlying) - Exercise/Conversion
Restricted Stock Units
2021-08-06−2,002→ 0 total→ Common Stock (2,002 underlying) - Exercise/Conversion
Restricted Stock Units
2021-08-06−761→ 0 total→ Common Stock (761 underlying)
Footnotes (5)
- [F1]Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
- [F2]Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
- [F3]Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
- [F4]Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled.
- [F5]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Documents
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
Related Parties
1- filerCIK 0001543603
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 5:19 PM ET
- Size
- 15.8 KB