4//SEC Filing
Mumford Lisa 4
Accession 0001411342-24-000087
CIK 0001411342other
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:04 PM ET
Size
7.2 KB
Accession
0001411342-24-000087
Insider Transaction Report
Form 4
Mumford Lisa
Director
Transactions
- Award
OP LTIP Units
2024-09-11+8,378→ 16,035 total→ Common Units (8,378 underlying)
Holdings
- 63,540
Common Stock
Footnotes (2)
- [F1]Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership ofEllington Financial LLC (the "Company").
- [F2]The 8,378 OP LTIP Units remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of the Company, until September 10, 2025. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share (the "Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of the Company's 2017 Equity Incentive Plan. The rights to convert OP LTIP Units into Common Units and redeem such Common Units do not have expiration dates.
Documents
Issuer
Ellington Financial Inc.
CIK 0001411342
Entity typeother
Related Parties
1- filerCIK 0001380384
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 5:04 PM ET
- Size
- 7.2 KB