4/A//SEC Filing
Shapiro Adam 4/A
Accession 0001411686-12-000009
CIK 0000811831other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 2:51 PM ET
Size
11.5 KB
Accession
0001411686-12-000009
Insider Transaction Report
Form 4/AAmended
East Rock Capital GP, LLC
DirectorOther
Transactions
- Purchase
Voting Common Stock, par value $1.00 per share
2012-05-16$8.00/sh+384,789$3,078,312→ 671,939 total - Purchase
Non-voting Common Stock, par value $1.00 per share
2012-05-16$8.00/sh+224,031$1,792,248→ 224,031 total
Shapiro Adam
DirectorOther
Transactions
- Purchase
Non-voting Common Stock, par value $1.00 per share
2012-05-16$8.00/sh+224,031$1,792,248→ 224,031 total - Purchase
Voting Common Stock, par value $1.00 per share
2012-05-16$8.00/sh+384,789$3,078,312→ 671,939 total
East Rock Capital, LLC
DirectorOther
Transactions
- Purchase
Voting Common Stock, par value $1.00 per share
2012-05-16$8.00/sh+384,789$3,078,312→ 671,939 total - Purchase
Non-voting Common Stock, par value $1.00 per share
2012-05-16$8.00/sh+224,031$1,792,248→ 224,031 total
Footnotes (4)
- [F1]The securities reported on this Form 4 are held principally by investment funds and accounts managed and controlled by East Rock Capital, LLC ("Capital") and East Rock Capital GP, LLC ("East Rock GP").
- [F2]Each of the Reporting Persons expressly disclaims beneficial ownership of the Units of Beneficial Interest reported hereby, except to the extent of their respective pecuniary interests therein.
- [F3]The Reporting Persons may be deemed to be members of a group (within the meaning of Rule 13d-5(b) promulgated under the Securities Exchange Act of 1934 as amended (the "Exchange Act")) by virtue of relationships among the Reporting Persons and entities directly or indirectly managed by them, but the Reporting Persons do not affirm the existence of a group. Each of the Reporting Persons expressly disclaims beneficial ownership of all securities of the Issuer, except to the extent of their respective pecuniary interests therein.
- [F4]According to information provided by the Issuer, there are outstanding 1,076,314 shares of non-voting common stock, par value $1.00 per shares ("Non-Voting Common Stock") of the Issuer, of which the shares of Non-Voting Common Stock reported on this Form 4 constitute 20.8% of the class.
Documents
Issuer
NORTHEAST BANCORP /ME/
CIK 0000811831
Entity typeother
Related Parties
1- filerCIK 0001508823
Filing Metadata
- Form type
- 4/A
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 2:51 PM ET
- Size
- 11.5 KB