Home/Filings/4/0001412517-08-000003
4//SEC Filing

Alderox, Inc. 4

Accession 0001412517-08-000003

CIK 0001100091operating

Filed

Jul 7, 8:00 PM ET

Accepted

Jul 8, 1:01 PM ET

Size

12.9 KB

Accession

0001412517-08-000003

Insider Transaction Report

Form 4
Period: 2008-06-30
Transactions
  • Other

    12% Convertible Debenture due 2010

    2008-06-3011,441,526 total
    Exercise: $0.28Exp: 2010-12-11Common Stock (333,250 underlying)
Transactions
  • Other

    12% Convertible Debenture due 2010

    2008-06-3011,441,526 total
    Exercise: $0.28Exp: 2010-12-11Common Stock (333,250 underlying)
Footnotes (4)
  • [F1]On June 30, 2008, $93,310 in accrued, unpaid interest, which is convertible into 333,250 shares of the Issuer's common stock, was capitalized to the principal amount of the First Tranche.
  • [F2]The First Tranche and Third Tranche of the 12% Convertible Debenture (including the accrued, unpaid interest thereon reported on this Form 4) are exercisable immediately.
  • [F3]PIHL entered into the Debenture agreement with the Issuer and thus would directly hold any Issuer common stock obtained upon conversion of the Debenture. Because Mr. Iorich may replace any or all members of the boards of PIHL and PGHL, Mr. Iorich may be deemed to have indirect beneficial ownership of these securities. Please see the Remarks section for additional information about the relationship between PIHL and Mr. Iorich.
  • [F4]Includes $78,386 in unpaid interest, accrued since the Third Tranche was issued on March 28, 2008, through June 30, 2008, which was capitalized to the principal amount of the Third Tranche. This amount is convertible into 559,900 shares of the Issuer's common stock.

Issuer

Alderox, Inc.

CIK 0001100091

Entity typeoperating
IncorporatedCO

Related Parties

1
  • filerCIK 0001100091

Filing Metadata

Form type
4
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 1:01 PM ET
Size
12.9 KB